The firm litigates securities fraud cases, transactional cases, and regulatory related matters. The firm has represented and advised clients dealing in financial, compliance, governance and securities-related issues.
The firm is engaged in Securities Class Actions, Fraud Actions and Derivative Actions; Stock Broker Negligence, and FINRA/NASD Litigation & Arbitration Liability and other Securities matters. (Securities Act of 1933, Securities & Exchange Act of 1934) Drafted compliance directives and Anti Money Laundering policies & procedures for clients.
The firm’s expertise encompasses all aspects of litigation, focusing primarily on pleadings, oral arguments, all aspects of discovery – depositions, document review, communications -- client contacts and settlement negotiations. It also has successfully completed jury trials to verdict in personal injury, business transactions and criminal defense cases.