RND Resources, Inc is a full-service financial and regulatory compliance consulting firm, helping investment advisors, banks, broker-dealers, hedge funds, private equity managers, and insurance agencies meet their regulatory responsibilities. Our team of experts work closely with your business to provide full service solutions and compliance support.

Look to RND for risk assessments, on-site branch office audits, anti-money laundering audits, FINOP services, and all your compliance and registration needs.

PCAOB registered and a member of AICPA with offices in Los Angeles and New York

Here to help with SEC and FINRA regulatory requirements since 1984. Visit www.finracompliance.com or call us at (818) 657-0288.

See our services brochure for more details:  http://www.finracompliance.com/services/