Lee Werrell, is Owner and Managing Director of Compliance Consultant (http://www.complianceconsultant.org) operates a full regulatory and risk based service offering a regulatory remedial and supporting service to authorised firms. We have provided regulatory services to all sizes of financial institution from FTSE 100 companies to sole practitioners and have been appointed by the FSA for Skilled Persons Reports. He has presented talks on "How to Respond to a Section 166 Requirements Noticeā€ at various locations including the British Bankers Association in January 2013, and has delivered talks on "Social Media in Financial Services" to industry leaders; He has experience in dealing with design and implementation of risk management (including Conduct Risk) frameworks and implementing mitigation programs. Lee has written various books that are available on Amazon and other marketplaces including the popular "Compliance Managers Guidebook" and "IFA Risk Management System", showing IFAs how to implement a regulatory risk management system using simple office based software.