About

OVERVIEW
Managing director with extensive experience in retail financial services, including sales, training and management; together with  compliance roles  both within regulated firms and regulators, giving the advantage of an understanding of compliance from both the regulator and business perspective.

With commitment and dedication to deliver, whether  providing independent consultancy services or working in partnership with the business. Helping you develop and implement efficient systems and controls, commensurate and proportionate to your business operation to help you build a robust business model.


SCOPE OF SERVICE
Bespoke  services to meet your individual business needs, including consultancy and contract, whether interim, one-off assignments or retained services.

- Writing, developing and reviewing policies and procedures

- Monitoring activity, including file reviews

- Implementing recommendations and action plans

- Raising regulatory awareness

- Developing and delivering training programmes

- Providing additional resource and skills that will complement your existing compliance team

- Quality assurance, independent review of internal policies and processes or third party service providers.


SECTORS
Retail banking
Mortgages
General insurance
Card and payment services