E1 Asset Management exclusively executes trades for our clients, providing dedicated guidance—when it comes to recommending investments, as well as exceptional responsiveness—when it comes to serving you and servicing your account.

Let us help you pursue your financial goals.

E1 is an agency-only firm. As such, we don't maintain inventories of securities or perform market-making activities as a firm. This means we exclusively go into the market and execute trades for our clients and our financial professionals receive no financial incentives to choose one investment over another. In other words, we're focused on you and your investments.

We pride ourselves on building relationships with our clients.

For us, this means giving personal attention to each and every client. If you'd like to receive a daily update from your investment professional, we'll call you. If you're interested in meeting face-to-face with the President of the firm, we'll arrange it. We take your requests—however big or small—seriously. We realize that to deliver the very best client service, we must genuinely strive to meet the needs of our clients.

We go beyond strategy and tap into our creative thinking when handling your assets.
We aim to achieve an innovative investment plan for each client. So we not only…

   - conduct comprehensive research to offer disciplined investment strategies and
   - utilize proprietary techniques for identifying value—while mitigating risk—to maximize financial opportunities,

but also...

   - invest in positions and customize portfolios to sync with your personal passions and financial goals and
   - staff our firm with investment professionals with a range of backgrounds, expertise, and interests.

We understand that your peace of mind is crucial.

When investing, we recognize the importance of knowing that your assets are safe. Rest assured that E1 is licensed with the US regulatory authorities and is a member of FINRA and SIPC, and each of our investment professionals is FINRA licensed. COR Clearing LLC. acts as our clearing firm, holding all client funds and securities. Through COR, we give you online access to view your account, to help you stay informed. More information on COR Clearing is available on its website at www.corclearing.com.